First Allied Wealth Management, Inc. (FAWM) is a wholly owned subsidiary of First Allied Holdings, Inc. (Holdings). Holdings conducts financial services business through the following entities:

• First Allied Advisory Services, Inc., a registered investment adviser
• First Allied Securities, Inc., a registered investment adviser and broker/dealer. Member FINRA/SIPC
• First Allied Asset Management, Inc., a registered investment adviser
• First Allied Retirement Services, Inc, a pension administration firm
• FASI Insurance Services, Inc., a general insurance agency

The Greenbook for Doctors program is offered by associates of these related entities. Advisory services offered through the Greenbook for Doctors program are offered by First Allied Advisory Services and First Allied Securities. First Allied Asset Management provides investment management and advisory services to a number of programs sponsored by First Allied Advisory Services and First Allied Securities. If your First Allied advisor is a registered representative, he/she offers securities through First Allied Securities, Inc. Member FINRA/SIPC.